Открываем тайны процесса признания вины: рекомендации адвокатов и ошибочные представления их клиентов
https://doi.org/10.21202/2782-2923.2025.4.924-946
Аннотация
Цель: изучение вопросов, связанных с взаимодействием адвоката и клиента, по поводу выстраивания правовой позиции по делу и признания клиентом вины.
Методы: в статье используются всеобщий диалектический метод познания, а также общенаучные (анализ, синтез, индукция, дедукция) и частнонаучные методы исследования (формально-юридический).
Результаты: система правосудия Соединенных Штатов все больше становится «системой признания вины», роль адвокатов также меняется – от участия в судебном процессе к ведению переговоров о признании вины. Результаты исследования показывают, что адвокаты защиты тратят значительное количество времени на встречи с клиентами. Респонденты также сообщили о пробелах в знаниях обвиняемых относительно работы правовой системы и о многочисленных неверных представлениях клиентов о юридических процедурах. Ответы на вопросы о наиболее важных советах, которые они дают своим клиентам, значительно разнились: среди них были сообщения о процессе разрешения дела, о прямых и побочных последствиях обвинительного приговора, о роли адвоката защиты, а также о важности права на молчание. Кроме того, более половины опрошенных адвокатов указали на свое нежелание, а 15,0 % – на прямой отказ давать клиентам четкие рекомендации о признании вины.
Научная новизна: процесс признания вины сложен, и адвокаты защиты играют в нем важнейшую роль. В данной работе показано, как эволюционировали их функции – от консультативной до образовательной и оценочной. Будущие исследования потребуют дополнительного сбора качественных данных, что поможет понять не только то, влияют ли адвокаты на принятие решений обвиняемыми и в какой степени, но и как именно они это делают. Такой тип исследований, посвященных «расширенной юридической защите по уголовным делам», часто фокусируется не столько на типичных исходах дел, сколько на процессах, например, на переговорах о признании вины и эффективных коммуникациях между адвокатом и клиентом, а также часто учитывает точку зрения обвиняемых. Это открывает новые направления исследований и показывает, как организовать успешное взаимодействие между защитником и клиентом. В работе обосновывается мнение о том, что необходимо снизить нагрузку на адвокатов защиты и облегчить им задачу по обеспечению того, чтобы их клиенты имели необходимые знания, принимая решения о признании вины.
Практическая значимость: основные положения и выводы статьи могут быть использованы в научной, педагогической и правоприменительной деятельности при рассмотрении вопросов, связанных с выстраиванием правовой позиции по делу и признания клиентом вины.
Об авторах
М. М. УилфордСоединённые Штаты Америки
Мико М. Уилфорд, PhD, доцент психологии
г. Эймс
Р. Дж. Дайфава
Соединённые Штаты Америки
Рашель Дж. Дайфава, стажер в области клинической психологии, кандидат на получение степени доктора психологии
г. Форт-Лодердейл
К. С. Хендерсон
Соединённые Штаты Америки
Келси С. Хендерсон, PhD, доцент криминологии и уголовного правосудия
г. Портленд
Список литературы
1. Abrams, D. S. (2011). Is pleading really a bargain? Journal of Empirical Legal Studies, 8(S1), 200–221. https://doi.org/10.1111/j.1740-1461.2011.01234.x
2. Alkon, C. (2016). Plea bargain negotiations: Defining competence beyond Lafler & Frye. American Criminal Law Review, 53, 377–407. https://scholarship.law.tamu.edu/facscholar/861
3. Alkon, C., & Schneider, A. K. (2021). How to be a better plea bargainer. Washington University Journal of Law and Policy, 66, 65–105. https://ssrn.com/abstract=3934577
4. Allen v. Edwards, 2021. https://www.splcenter.org/seeking-justice/case- docket/joseph-allen-et-al-v-john-bel-edwards-et- al Alschuler, A. W. (1975). The defense attorney’s role in plea bargaining. The Yale Law Journal, 84(6), 1179–1315.
5. American Bar Association. (2004). Gideon’s broken promise: America’s continuing quest for equal justice. ABA Division for Legal Services Standing Committee on Legal Aid & Indigent Defense. https://www.in.gov/publicdefender/files/ABAGideonsBrokenPromise.pdf
6. American Bar Association. (n.d.). Criminal justice standards: Defense function. https://www.americanbar.org/groups/criminal_justice/resources/standards/defense-function/#:~:text=(d)%20Defense%20counsel%20is%20the,the%20law%20or%20such%20standards
7. ABA Standing Committee on Legal Aid and Indigent Defendants. (2017). The Louisiana Project: A study of the Louisiana public defender system and attorney workload standards. http://lpdb.la.gov/Supporting%20Practitioners/Standards/txtfiles/pdfs/Louisiana%20Proiect%20R eport.pdf
8. ABA Standing Committee on Legal Aid and Indigent Defendants. (2022). The Oregon Project: An analysis of the Oregon public defense system and attorney workload standards. https://www.americanbar.org/groups/legalaidindigentdefense/indigentdefensesystemsimprovement/publications/or-project/
9. August, C. N., & Henderson, K. S. (2021). Juveniles in the interrogation room: Defense attorneys as a protective factor. Psychology, Public Policy, and Law, 27(2), 268–282. http://dx.doi.org/10.1037/law0000294
10. Backus, M., & Marcus, P. (2018). The right to counsel in criminal cases: Still a national crisis. George Washington Law Review, 86(6), 1564–1603. https://ssrn.com/abstract=3541332
11. Brenner, L. A. (2011). Eliminating excessive public defender workloads. Criminal Justice, 26(2), 2433.
12. Boccaccini, M. T., Boothby, J. L., & Brodsky, S. L. (2004). Development and effects of client trust in criminal defense attorneys: Preliminary examination of the congruence model of trust development. Behavioral Sciences & The Law, 22(2), 197–214. https://doi.org/10.1002/bsl.584
13. Boccaccini, M. T., & Brodsky, S. L. (2002). Attorney-Client trust among convicted criminal defendants: Preliminary examination of the attorney-client trust scale. Behavioral Sciences & the Law, 20(1–2), 69–87. https://doi.org/10.1002/bsl.469
14. Boccacini, M. T., Murrie, D. C., & Turner, D. B. (2014). Jurors’ views on the value and objectivity of mental health experts testifying in sexually violent predator trials. Behavioral Sciences and the Law, 32(4), 438–495. https://doi.org/10.1002/bsl.2129
15. Boykin v. Alabama, 395 U.S. 238 (1969). Brink, M. (2017). Still under water: Louisiana’s public defense system in crisis. Criminal Justice, 32(2), 45–46.
16. Campbell, C., Moore, J., Maier, W., & Gaffney, M. (2014). Unnoticed, untapped, and underappreciated: Clients’ perceptions of their public defenders. Behavioral Sciences and the Law, 33(6), 751–770.
17. Campbell, C. M., & Henderson, K. S. (2021). Bridging the gap between clients and public defenders: Introducing a structured shadow method to examine attorney communication. Justice System Journal, 43(1), 26–52. https://doi.org/10.1080/0098261X.2021.2011494
18. Citizen v. Louisiana, 916 So. 2d 1040 (2005).
19. Cohen, T. H. (2014). Who is better at defending criminals? Does type of defense attorney matter in terms of producing favorable case outcomes. Criminal Justice Policy Review, 25(1), 29–58. https://doi.org/10.1177/0687403412461149
20. The Constitution Project. (2009). Justice denied: America's continuing neglect of our constitutional right to counsel. Report of the National Right to Counsel Committee.
21. Daftary-Kapur, T., Henderson, K. S., & Zottoli, T. M. (2021). COVID-19 exacerbates existing system factors that disadvantage defendants: Findings from a national survey of defense attorneys. Law and Human Behavior, 45(2), 81–96. https://doi.org/10.1037/lhb0000442
22. Daftary-Kapur, T., & Zottoli, T. M. (2014). A first look at the plea deal experiences of juveniles tried in adult court. The International Journal of Forensic Mental Health, 13(4), 323–336. https://doi.org/10.1080/14999013.2014.960983
23. Dezember, A., Luna, S., Woestehoff, S. A., Stoltz, M., Manley, M., Quas, J. A., & Redlich, A. D. (2022). Plea validity in circuit court: Judicial colloquies in misdemeanor vs. felony charges. Psychology, Crime and Law, 28(3), 268–288. https://doi.org/10.1080/1068316X.2021.1905813
24. Domanico, A. J., Cicchini, M. D., & White, L. T. (2012). Overcoming Miranda: A content analysis of the Miranda portion of police interrogations. Idaho Law Review, 49(1), 1–22.
25. Dunlea, R. R., Wilford, M. M. (2025). Who minds their pleas and queues? Defendant decisionmaking and the misdemeanor quick plea. Manuscript under revision.
26. Edkins, V. A., & Dervan, L. E. (2018). Freedom now or a future later: Pitting the lasting implications of collateral consequences against pretrial detention in decisions to plead guilty. Psychology, Public Policy, and Law, 24(2), 204–215. https://dx.doi.org/10.1037/law0000159
27. Edkins, V. A., & Redlich, A. D. (Eds.). (2019). A System of pleas: Social science’s contributions to the real legal system. Oxford Publishing.
28. Ellsworth, P. C., & Reifman, A. (2000). Juror comprehension and public policy: Perceived problems and proposed solutions. Psychology, Public Policy, and Law, 6(3), 788–821. https://dx.doi.org/10.1037//1076-8971.6.3.788
29. Fountain, E. N., & Woolard, J. L. (2018). How defense attorneys consult with juvenile clients about plea bargains. Psychology Public Policy and Law, 24(2), 192–203. https://dx.doi.org/10.1037/law0000158
30. Feld, B. C. (2006). Juveniles’ competence to exercise Miranda rights: An empirical study of policy and practice. Minnesota Law Review, 91, 26–100. https://scholarship,law.umn.edu/facultvarticles/295
31. Furst, B. (2019). A fair fight: Achieving indigent defense resource parity. Brennan Center for Justice. https://www.brennancenter.org/sites/default/files/2019-09/ReportA%20Fair%20Fight.pdf
32. Gideon v. Wainwright, 372 U.S. 335 (1963).
33. Harlow, C. W. (2000). Defense counsel in criminal cases. Bureau of Justice Statistics Special Report. https://bis.oip.gov/content/pub/pdf/dccc.pdf
34. Helm, R. K., Reyna, V. F., Franz, A. A., & Novick, R. Z. (2018a). Too young to plead? Risk, rationality, and plea bargaining’s innocence problem in adolescents. Psychology, Public Policy, and Law, 24(2), 180–191. https://doi.org/10/1037/law0000156
35. Helm, R. K., Reyna, V. F., Franz, A. A., Novick, R. Z., Dincin, S., & Cort, A. E. (2018b). Limitations on the ability to negotiate justice: Attorney perspectives on guilt, innocence, and legal advice in the current plea system. Psychology, Crime and Law, 24(9), 915–934. https://doi.org/10.1080/1068316X.2018.1457672
36. Henderson, K. S., & Levett, L. M. (2018). Investigating predictors of true and false guilty pleas. Law and Human Behavior, 42(5), 427–441. https://dx.doi.org/10.1037/lhb0000297
37. Henderson, K. S., & Levett, L. M. (2019). Plea bargaining: The influence of counsel. In M. K. Miller & B. H. Bornstein (Eds.), Advances in psychology and law (Vol. 4, pp. 73–100). Springer.
38. Henderson, K. S., & Shteynberg, R. V. (2019). Plea decision-making: The influence of attorney expertise, trustworthiness, and recommendation. Psychology, Crime, & Law, 26(6), 527–552. https://doi.org/10.1080/1068316X.2019.1696801
39. Henderson, K. S., Sutherland, K. T., & Wilford, M. M. (2023). “Reject the offer”: The asymmetric impact of defense attorneys’ plea recommendations. Criminal Justice and Behavior, 50(9), 1321–1340. https://doi.org/10.1177/00938548231172515
40. Hill v. Lockhart, 474 U.S. 52 (1985).
41. Kassin, S. M., Leo, R. A., Meissner, C. A., Richman, K. D., Colwell, L. H., Leach, A.-M., & Dana, L. F. (2007). Police interviewing and interrogation: A self-report survey of police practices and beliefs. Law and Human Behavior, 31(4), 381–400. https://doi.org/10.1007/s10979-006-9073-5
42. Kassin, S. M., & McNall, K. (1991). Police interrogations and confessions: Communicating promises and threats by pragmatic implication. Law and Human Behavior, 15(3), 233–251. https://doi.org/10.1007/BF01061711
43. Kassin, S. M., & Norwick, R. J. (2004). Why people waive their Miranda rights: The power of innocence. Law and Human Behavior, 28(2), 211–221. https://doi.org/10.1023/B:LAHU.0000022323.74584.f5
44. Lafler v. Cooper, 132 S. Ct. 1376 (2012).
45. Lee v. United States, 137 S. Ct. 1958 (2017).
46. Lee, G. L., Jaynes, C. M., & Ropp, J. W. (2020). Satisfaction, legitimacy, and guilty pleas: How perceptions and attorneys affect defendant decision-making. Justice Quarterly, 38(6), 1095–1127. https://doi.org/10.1080/07418825.2020.1786147
47. Lee, G. L., & Ropp, J. W. (2020). “Sometimes I’mjust wearing the prosecutor down”: An exploratory analysis of criminal defense attorneys in plea negotiations and client counseling. Journal of Qualitative Criminal Justice & Criminology, 9(1). https://doi.org/10.21428/88de04a1.2168ad3e
48. Luna, S. (2022). Defining coercion: An application in interrogation and plea negotiation contexts. Psychology, Public Policy and Law, 28(2), 240–254. https://doi.org/2022-44628-001
49. Mayson, S. G., & Stevenson, M. T. (2020). Misdemeanors by the numbers. Boston College Law Review, 61(3), 971–1044. https://lawdigitalcommons.bc.edu/bclr/vol61/iss3/4
50. Missouri v. Frye, 132 S. Ct. 1399 (2012).
51. Moore, J., Plano Clark, V. L., Foote, L. A., & Dariotis, J. K. (2019). Attorney-client communication in public defense: Aqualitative examination. Criminal Justice Policy Review, 31(6), 908–938. https://doi.org/10.1177/0887403419861672
52. Nugent-Borakove, M. E., Cruz, F., & Lefstein, N. (2017). The power of choice: The implications of a system where indigent defendants choose their own counsel. Justice Management Institute. http://www.tidc.texas.gov/media/8d87c73b45a851e/client-choice.pdf
53. Oppel, R. A., & Patel, J. K. (2019). One lawyer, 194 felony cases, and no time. New York Times. https://www.nytimes.com/interactive/2019/01/31/us/public-defender-case-loads.html
54. Padilla v. Commonwealth of Kentucky, 559 U.S. 356 (2010).
55. Powell v. Alabama, 287 S. Ct. 45 (1932)
56. Pruss, H., Sandys, M., & Walsh, S. M. (2022). “Listen, hear my side, back me up”: What clients want from public defenders. Justice System Journal, 43(1), 6–25. https://doi.om/10.1080/0098261X.2021.2011496
57. Redlich, A. D., Bibas, S., Edkins, V. A., & Madon, S. (2017). The psychology of defendant plea decision making. American Psychologist, 72(4), 339–352. http://dx.doi.org/10.1037/a0040436
58. Redlich, A. D., Bushway, S. D., & Norris, R. J. (2016). Plea decision-making by attorneys and judges. Journal of Experimental Criminology, 12(4), 537–561. https://doi.org/10.1007/s11292-016-9264-0
59. Redlich, A. D., Domagalski, K., Woestehoff, S. A., Dezember, A., & Quas, J. A. (2022). Guilty plea hearings in juvenile and criminal court. Law and Human Behavior, 46(5), 337–352. https://doi.ora/10.1037/lhb0000495
60. Redlich, A. D., & Shteynberg, R. V. (2016). To plead or not to plead: A comparison of juvenile and adult true and false plea decisions. Law and Human Behavior, 40(6), 611–625. https://doi.org/10.1037/lhb/0000205
61. Redlich, A. D., & Summers, A. (2012). Voluntary, knowing, and intelligent pleas: Understanding the plea inquiry. Psychology, Public Policy, and Law, 18(4), 626–643. https://doi.org/10.1037/a0026066
62. Reifman, A., Gusick, S. M., & Ellsworth, P. C. (1992). Real jurors’ understanding of the law in real cases. Law and Human Behavior, 16, 539–554.
63. Roberts, J., & Wright, R. F. (2016). Training for bargaining. William and Mary Law Review, 57(4), 1474–1504. https://scholarship.law.wm.edu/wmlr/vol57/iss4/11
64. Rogers, R., Gillard, N. D., Wooley, C. N., & Fiduccia, C. E. (2011). Decrements in Miranda abilities: An investigation of situational effects via a mock-crime paradigm. Law & Human Behavior, 35, 392–401. https://doi.org/10.1007/s10979-010-9248-y
65. Sandys, M., & Pruss, H. (2017). Correlates of satisfaction among clients of a public defender agency. Ohio State Journal of Criminal Law, 14(2), 431–461.
66. Scherr, K. C., & Madon, S. (2013). Go ahead and sign: An experimental examination of Miranda waivers and comprehension. Law and Human Behavior, 37(3), 208–218. https://doi.org/10.1037/lhb0000026
67. Strickland v. Washington, 466 U.S. 688 (1984).
68. Strong, S. M. (2016). State-Administered Indigent Defense Systems, 2013. Bureau of Justice Statistics. https://bis.oip.gov/content/pub/pdf/saids13.pdf
69. Stover, R. V., & Eckart, D. R. (1975). A systematic comparison of public defenders and private attorneys. American Journal of Criminal Law, 3(3), 265–300.
70. Tor, A., Gazal-Ayal, O., & Carcia, S. M. (2010). Fairness and the willingness to accept plea bargain offers. Journal of Empirical Legal Studies, 7(1), 97–116. https://doi.org/10.1111/i.1740-1461.2009.01171.x
71. Wilford, M. M., & Bornstein, B. H. (2023). The disappearing trial: How social scientists can help save the jury from extinction. Psychology, Crime and Law, 29(1), 1–24. https://doi.org/10.1080/1068316X.2021.1984482
72. Wilford, M. M., DiFava, R. J., & Henderson, K. S. (2025). Demystifying the Plea Process: Investigating Attorney Communications and Client Misconceptions. Criminology, Criminal Justice, Law & Society, 26(1), 16–34.
73. Wilford, M. M., Frazier, A., Lowe, A., Newsome, P., & Strong, H. V. (2025). Quick and dirty: An evaluation of plea colloquy validity in the virtual courtroom. Manuscript under revision.
74. Wilford, M. M., & Redlich, A. D. (2018). Deciphering the guilty plea: Where research can inform policy [Introduction to the special section on Guilty Pleas]. Psychology, Public Policy, and Law, 24(2), 145–146. https://doi.org/10.1037/law0000169
75. Wilford, M. M., Sutherland, K. T., Gonzales, J. E., & Rabinovich, M. (2021). Guilt status influences plea outcomes beyond the shadow-of-the-trial in an interactive simulation of legal procedures. Law and Human Behavior, 45(4), 271–286. https://doi.org/10.1037/lhb0000450
76. Wilford, M. M., Wells, G. L., & Frazier, A. (2021). Plea-bargaining law: The impact of innocence, trial penalty, and conviction probability on plea outcomes. American Journal of Criminal Justice, 46(3), 554–575. https://doi.org/10.1007/s12103-020-09564-y
77. Worden, A. P., Davies, A. L. B., & Brown, E. K. (2011). A patchwork of policies: Justice, due process, and public defense across American states. Albany Law Review, 74(3), 1423–1463.
78. Wright, R., & Roberts, J. (2023). Expanded criminal defense lawyering. Annual Review of Criminology, 6(1), 241–264. https://doi.org/10.1146/annurev-criminol-030421-035326
79. Zimmerman, D. M., & Hunter, S. (2018). Factors affecting false guilty pleas in a mock plea bargaining scenario. Legal and Criminological Psychology, 23(1), 53–67. https://doi.org/10.1111/lcrp.12117
80. Zottoli, T. M., & Daftary-Kapur, T. (2019). Guilty pleas of youths and adults: Differences in legal knowledge and decision making. Law and Human Behavior, 43(2), 166–179. https://doi.org/10.1037/lhb0000314
81. Zottoli, T. M., Daftary-Kapur, T., Winters, G. M., & Hogan, C. (2016). Plea discounts, time pressures, and false-guilty pleas in youth and adults who pleaded guilty to felonies in New York City. Psychology, Public Policy, and Law, 22(3), 250–259. https://doi.org/10.1037/law0000095
Рецензия
Для цитирования:
Уилфорд М.М., Дайфава Р.Д., Хендерсон К.С. Открываем тайны процесса признания вины: рекомендации адвокатов и ошибочные представления их клиентов. Russian Journal of Economics and Law. 2025;19(4):924-946. https://doi.org/10.21202/2782-2923.2025.4.924-946
For citation:
Wilford M.M., DiFava R.J., Henderson K.S. Demystifying the Plea Process: Investigating Attorney Communications and Client Misconceptions. Russian Journal of Economics and Law. 2025;19(4):924-946. (In Russ.) https://doi.org/10.21202/2782-2923.2025.4.924-946


























